Registered Client Associate

POSITION SUMMARY Communicate as liaison between clients and service providers. Assist in the development, preparation and maintenance of client investment portfolios and reports. Create current portfolio reviews and associated portfolio analysis. Support firm principals and associates in meeting preparation and client investment planning needs. Take and execute trade orders. CERTIFICATIONS & LICENSES Series 7 and series 63 certification is required SKILLS & ABILITIES Education: Bachelor's Degree (four-year college or technical school) Required Field of Study: Finance Master's Degree Preferred Finance Experience: 2 plus years of experience in investment management Computer Skills: Experience with trading platforms is a must. Proficient in Microsoft Office applications, Word, Excel, Power Point and Outlook/email. Experience with trading platforms. ESSENTIAL FUNCTIONS Reasonable Accommodations Statement(s): To accomplish this job successfully, an individual must be able to perform, with or without reasonable accommodation, each essential function satisfactorily. Reasonable accommodations may be made to help enable qualified individuals with disabilities to perform the essential functions. Essential Functions Statement(s): Communicate with service clients to ensure accurate information is forwarded to appropriate staff/department. Create reports and action plans for producers to ensure effective meetings. Process client paperwork to result in creation of new accounts/funding of investments. POSITION QUALIFICATIONS Competency Statement(s): Accountability - Ability to accept responsibility and account for his/her actions. Accuracy - Ability to perform work accurately and thoroughly. Analytical Skills - Ability to use thinking and reasoning to solve a problem. Applied Learning - Ability to participate in needed learning activities in a way that makes the most of the learning experience. Assertiveness - Ability to act in a self-confident manner to facilitate completion of a work assignment or to defend a position or idea. Business Acumen - Ability to grasp and understand business concepts and issues. Communication, Oral - Ability to communicate effectively with others using the spoken word. Communication, Written - Ability to communicate in writing clearly and concisely. Customer Oriented - Ability to take care of the customers' needs while following company procedures. Decision Making - Ability to make critical decisions while following company procedures. Deductive Reasoning - Ability to apply principles of logical or scientific thinking to a wide range of intellectual and practical problems. Detail Oriented - Ability to pay attention to the minute details of a project or task. • Empathetic - Ability to appreciate and be sensitive to the feelings of others. Ethical - Ability to demonstrate conduct conforming to a set of values and accepted standards. Financial Aptitude - Ability to understand and explain economic and accounting information, prepare and manage budgets, and make sound long-term investment decisions. Goal Oriented - Ability to focus on a goal and obtain a pre-determined result. Honesty / Integrity - Ability to be truthful and be seen as credible in the workplace. Interpersonal - Ability to get along well with a variety of personalities and individuals. Judgment - The ability to formulate a sound decision using the available information. Organized - Possessing the trait of being organized or following a systematic method of performing a task. Presentation Skills - Ability to effectively present information publicly. Problem Solving - Ability to find a solution for or to deal proactively with work-related problems. Project Management - Ability to organize and direct a project to completion. Time Management - Ability to utilize the available time to organize and complete work within given deadlines. Working Under Pressure - Ability to complete assigned tasks under stressful situations. To Apply: Please send you resume by clicking the "Apply Now" button. YourMembership. Keywords: Customer Service Representative, Location: Dallas, TX - 75201