24 Raymond James Jobs

Sullivan & Associates is an Independent Registered Investment Advisor firm partnered with Raymond James Financial Services that provides personalized financial advice to their clients.

We offer:

• Health and Dental Insurance
• Paid Time Off & Holidays
• 401k Matching
• Bonuses

Your role at S&A would be to assist the financial advisor in day to day operations which includes:

• Answering inbound client questions regarding accounts while servicing any issues surrounding the clients’ accounts.
• Preparing reports, letters, forms, and spreadsheets for client and prospect meetings.
• Researching client and security information through the back office system.
• Performing trades, wires, deposits, fund transfers, distributions, and other account maintenance operations.
• Maintaining files and entering client notes in CRM.
• Ensuring required client paperwork is current with firm and industry requirements, rules, and regulations.
• Performs other duties and responsibilities as assigned.

Qualifications & Education:

• Financial background and/or finance degree is a plus.
• Series 7, 66 or 63/65 preferred or SIE provided that grandfathering cannot be applied.
• College degree preferred.
• Must be detailed oriented and organized with excellent communication and client service skills.
• Computer experience with Microsoft Word, Excel, Client Relationship Manager, or equivalent

We expect our associates at all levels to:

• Grow professionally and inspire others to do the same.
• Work with and through others to achieve desired outcomes.
• Make prompt, pragmatic choices and act with the client in mind.
• Take ownership and hold themselves and others accountable for delivering results that matter.
• Contribute to the continuous evolution of the firm.