Assist the Compliance Officer / Internal Controls Specialist (ICS) in performing Store and departmental operations audits and issuing audit reports.
Available for extensive local travel using own vehicle (with expense reimbursement)
Perform store audits and security audits (including store openings and closings)
Identifying and assessing procedural or compliance deficiencies
Assist with composing and finalizing audit reports
Assist ICS with store audit compliance, fraud training and regulatory and IRS examinations
Follow up on all audit responses
Proficiency in POS system
Generate and follow up on incomplete BSA reports and logs
Assist store personnel with compliance needs and OFAC overrides
Assist ICS with special projects and assignments
Ability to multitask under pressure
REQUIRED KNOWLEDGE, SKILLS AND ABILITIES
Company policies and Compliance procedures
AML / BSA / Dodd Frank / GLB knowledge
Reliable access to own vehicle
Written / verbal skills
Flexible work schedule
Ability to travel between store locations and Corporate office
Physical requirements include reading, writing, sitting, standing, communicating with customers, visual acuity, lifting up to 15 pounds, working a computer keyboard and screen, counting cash and handling paper and coins. These and other physical requirements must be met by employee to successfully perform the essential functions of this job. Reasonable accommodation may be made to enable qualified individuals with disabilities to perform essential functions.
CFSC and NY Community Financial, LLC reserves the right to modify, change or otherwise apply this job description in any way the Company desires in order to serve its best business interests..This job description is intended as a summary of the primary responsibilities of and qualifications for this position. This job description is not intended as inclusive of all duties an individual in this position might be asked to perform or of all qualifications that may be required either now or in the future. This job description is for information purposes ONLY and is NOT a contract of employment, implied or otherwise. The employment relationship remains "at will". These job requirements are subject to change at any time at the Company's discretion, and/or to reasonably accommodate qualified individuals with disabilities.
Internal Controls Assistant
Posting ID: 573787337Posted: 2020-09-21