Compliance Auditor

Position: Compliance Auditor

Department: Compliance

Reporting to: Compliance Director

Location: Topeka, KS or Lenexa, KS - Onsite

Do you have a mind for auditing and testing, an understanding of compliance regulations and enjoy interacting with various teams? If so, our Compliance Auditor position could be a great fit for you!

The Compliance Auditor will support the compliance needs of the organization by enforcing written compliance policies and supervisory procedures. They will conduct audit testing of internal departments and identify reportable issues and dimension of risk. They will interact with all levels of leadership in the organization.

In an ever-changing regulatory environment, we are looking for a self-motivated individual, who embraces change and believes in proactive problem solving.

Advisors Excel is a fast paced, innovative company that seeks to service independent financial advisors in a multitude of areas within their business. From operational functions, to sales and marketing, our end goal is to help continually grow advisors' businesses nationwide. We thrive on watching them succeed. Not only does AE want to see the success of our advisors, but also our employees. We have high expectations from them to continually move our business forward. We are on the hunt for positive people who thrive on hard work and in a collaborative team environment. If this sounds like you, then what are you waiting for? We want you to join our team!

Advisors Excel is an Equal Employment Opportunity Employer. Everyone is welcome here - as an inclusive workplace, our employees are always comfortable bringing their true selves to our offices daily.

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