Compliance Associate

A premier alternative investment management firm located in DFW is looking to bring on a Compliance Associate to their growing team. With 170+ employees across the globe and $19B+ in AUM, this firm has diverse capital offerings including capital solutions, direct lending, derivatives and fund liquidity. The Compliance Associate will support the firm's Chief Compliance Officer on maintaining a robust program. This role will require 4 days in office.

Responsibilities :

• Regulatory filings such as Form ADV & PF
• Review of marketing materials
• Code of Ethics administration, personal trade monitoring, maintaining restricted lists etc
• Update/maintain policies and procedures
• Conduct compliance trainings/onboarding

Requirements :

• Bachelors Degree
• 2+ years of compliance experience
• Knowledge of Investment Advisers Act of 1940
• Team player, good communicator, professional